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AAU

American Association of University Professors

Policy Documents & Reports 

Ninth Edition

 

 

 

  • Published by the American Association of University Professors Washington, D.C. 
  • Distributed by The Johns Hopkins University Press Baltimore and London 
  • American Association of University Professors 1012 Fourteenth Street, NW Washington, D C205 
  • First published 1968 Ninth edition 201 ISN0897-1595 ISBN0-9649548-1-8 
  • Editor: B. Robert Kreiser 
  • Production Editor: Wendi Maloney 
  • Editorial Assistant: Nanette Crisologo 

 

 

 

CONTENTS

———————-

ACADEMIC FREEDOM,TENURE,ANDUEPROCES 

—————————

Introduction 1 

1940 Statement of Principles on Academic Freedom and Tenure with 1970 Interpretive Comments 3 

1958 Statement on Procedural Standards in Faculty Dismissal Proceedings 11 

Statement on Procedural Standards in the Renewal or Nonrenewal of Faculty Appointments 15 

Recommended Institutional Regulations on Academic Freedom and Tenure 21 

Standards  for notice of Non-reappointment 31 

Committee A Statement on Extramural Utterances 32 

Statement on Professors and Political Activity 3 

Academic Freedom and Artistic Expression 35 

On Freedom of Expression and Campus Speech Codes 37 

On Collegiality as a Criterion for Faculty Evaluation 39 

Access to Faculty Personnel Files 41 

On the Imposition of Tenure Quotas 47 

Post-tenure review:AnAUPResponse 50 

The Status of Part-TimeFaculty 57 

Senior Appointments with Reduced Loads 68 

On Full-Time Non-Tenure-Track Appointments 69 

The Status of Non-Tenure-Track Faculty 77 

Report of the Special Committee on Academic Personnel Ineligible for Tenure 88 

Arbitration in Cases of Dismissal 92 

The”Limitations" Clause in the 1940 Statement of Principles on Academic Freedom and Tenure: Some Operating Guidelines 96 

On Crediting Prior Service Elsewhere as Part of the Probationary Period 100 

Faculty Tenure and the End of Mandatory Retirement 102 

Tenure in the Medical School 103 

Academic Freedom in the Medical School 110 

The Assignment of Course Grades and Student Appeals 113

College and University Policies on Substance Abuse and Drug Testing 115 

Access to University Records 124

Institutional Responsibility for Legal Demands on Faculty 130 

 

PROFESSIONAL ETHICS

—————————————

Introduction 131

Statement on Professional Ethics 133 

A Statement of the Association’s Council: Freedom and Responsibility 135 

Statement on Plagiarism 137 

Statement on Recruitment and Resignation of Faculty Members 139 

The Ethics of Recruitment and Faculty Appointments 141

On Preventing Conflicts of Interest in Government-Sponsored Research at Universities 144 

Statement on Conflicts of Interest 147 

Statement on MultipleAuthorship 149 

 

RESEARCH AND TEACHING

——————————————

Introduction 151 

Statement on Faculty Workload with Interpretive Comments 153 

The Work of Faculty: Expectations, Priorities, and Rewards 158 

Statement on Teaching Evaluation 162 

Mandated Assessment of Educational Outcomes 166

 

 

DISTANCE EDUCATION AND INTELLECTUAL PROPERTY

————————————————-

Introduction 17 

Statement on Distance Education 179 

Statement on Copyright 182 

 

 

DISCRIMINATION

———————————-

Introduction 185 

On Discrimination 185 

On Processing Complaints of Discrimination 186 

Affirmative Action in Higher Education: A Report by the Council Committee  on Discrimination 193 

Affirmative-Action Plans: Recommended Procedures for Increasing   the Number of Minority Persons and Women on College and University Faculties 201 

Sexual Harassment: Suggested Policy and Procedures for Handling Complaints 208 Consensual Relations Between Faculty and Students 211 

Due Process in Sexual Harassment Complaints 212 

Faculty Appointment and Family Relationship 213 

 

 

COLLEGE AND UNIVERSITY GOVERNMENT

—————————————————

Introduction 215 

Statement on Government of Colleges and Universities 217 

On the Relationship of Faculty Governance to Academic Freedom 24 

Faculty Participation in the Selection, Evaluation, and Retention of Administrators 28 

On Institutional Problems Resulting from Financial Exigency: Some Operating Guidelines 230 

The Role of the Faculty in Budgetary and Salary Matters 232 

Governance Standards in Institutional Mergers and Acquisitions 236 

Joint Statement on Faculty Status of College and University Librarians 238 

Statement on Intercollegiate Athletics 240 

The Role of the Faculty in the Governance of College Athletics: A Report of the Special Committee on Athletics 242 

 

 

COLLECTIVE BARGAINING

———————————————-

Introduction 249 

Statement on Collective Bargaining 251 

Statement on Academic Government for Institutions Engaged in Collective Bargaining 253 

Arbitration of Faculty Grievances 255 

Dismissal Proceedings in a Collective Bargaining SettingW here Arbitration Substitutes for a Faculty Hearing 259 

 

 

STUDENT RIGHTS AND FREEDOMS

—————————————————

Joint Statement on Rights and Freedoms of Students 261 

Statement on Graduate Students 268

 

 

COLLEGE AN D UNIVERSITY ACCREDITATION

—————————————————————-

The Role of the Faculty in the Accrediting of  Colleges and Universities 271

 

 

COLLATERAL BENEFITS

——————————————-

Introduction 273 

Statement of Principles on Academic Retirement and Insurance Plans 275

Statement of Principles on Leaves  of Absence 278 

Faculty Child Care 281 

 

 

CONSTITUTION

———————————-

Introduction 283 

Constitution of the Association 285 

 

 

 

APPENDICES

——————————————

  1. 1915 Declaration of Principles on Academic Freedom and Academic Tenure 291 
  2. Association Procedures in Academic Freedom and Tenure Cases 302 
  3. Standards for Investigations in the Area of College and University Government 305
  4. Selected Judicial Decisions and Scholarly Writings Referring to AAUP Standards 307 

 


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